David Ralph Jay

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 08/2019
  Sagepoint Advisors, Inc
  Phoenix, AZ
• 08/2019 → Present
  Commonwealth Financial Network
  San Diego, CA
• 08/2019 → Present
  Jay Financial Group
  Littleton, CO

Previous Registrations

• 2007-01-05 → 2019-08-15
  Osaic Services, Inc.
  Phoenix, AZ
  Littleton, CO
  Littleton, CO

Other Businesses

Co-owner and executive vice president, Jay Financial Group, Inc, a Private Entity established to facilitate Securities, advisory, and insurance Business; As of 09/01/2019; Less than 5% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-14
• S63 Uniform Securities Agent State Law Examination
  1999-06-04