Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-25
  • NY RA
    APPROVED
    Since 2025-08-25

Branch Locations

80 Main St, Canton, NY 13617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Canton NY 03/2016 10/2016
Hazen Enterprises Potsdam NY 10/2016 02/2018
Tactics Live Potsdam NY 02/2018 05/2018
Unemployed Canton NY 05/2018 10/2018
Blue Heron Realty Ogdensburg NY 10/2018 10/2020
Collegiate Village Of Potsdam Potsdam NY 11/2018 01/2019
Penski Staffing Potsdam NY 01/2019 06/2019
Town And Country Veterinary Clinic Ogdensburg NY 06/2019 01/2020
Unemployed Potsdam NY 10/2020 02/2021
The Solomon Page Group Potsdam NY 02/2021 06/2021
Unemployed Canton NY 06/2021 10/2021
Rev.cOm Canton NY 10/2021 03/2022
Tutor.cOm, The Princeton Review Canton NY 10/2021 03/2022
Community Financial System, Inc. Canton NY 03/2022 Present
Lpl Financial Llc Canton NY 06/2024 Present
  • 03/2016 → 10/2016
    Unemployed
    Canton, NY
  • 10/2016 → 02/2018
    Hazen Enterprises
    Potsdam, NY
  • 02/2018 → 05/2018
    Tactics Live
    Potsdam, NY
  • 05/2018 → 10/2018
    Unemployed
    Canton, NY
  • 10/2018 → 10/2020
    Blue Heron Realty
    Ogdensburg, NY
  • 11/2018 → 01/2019
    Collegiate Village Of Potsdam
    Potsdam, NY
  • 01/2019 → 06/2019
    Penski Staffing
    Potsdam, NY
  • 06/2019 → 01/2020
    Town And Country Veterinary Clinic
    Ogdensburg, NY
  • 10/2020 → 02/2021
    Unemployed
    Potsdam, NY
  • 02/2021 → 06/2021
    The Solomon Page Group
    Potsdam, NY
  • 06/2021 → 10/2021
    Unemployed
    Canton, NY
  • 10/2021 → 03/2022
    Rev.cOm
    Canton, NY
  • 10/2021 → 03/2022
    Tutor.cOm, The Princeton Review
    Canton, NY
  • 03/2022 → Present
    Community Financial System, Inc.
    Canton, NY
  • 06/2024 → Present
    Canton, NY
Other Businesses

1) 11/28/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services Inc. - Inv Related - at reported business location(s) - Start Date 06/03/2024 - 160 hours per month/ during trading 2) 12/23/2025 - Nottingham Investment Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-02
  • S66 Uniform Combined State Law Examination
    2025-08-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Canton, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor