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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hoffman Eells & Gray Cpas, Pc | Canton | NY | 12/2002 | 06/2017 |
| Avantax Investment Services, Inc. | Canton | NY | 08/2017 | 09/2025 |
| Gray & Gray And Assoc. Cpas, Pc | Canton | NY | 07/2017 | Present |
| Avantax Advisory Services | Canton | NY | 08/2015 | 09/2025 |
| City Of Ogdensburg | Ogdensburg | NY | 03/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Fiduciary Appointment-Trustee~One Main Street~Canton~NY~13617~1/1/2013~1hrs~0hrs~Record income and expenses related to rental property. Prepare year end tax return. 2) Gray & Gray and Assoc. CPAs, P.C.~One Main Street~Canton~NY~13617~Accounting~Partner/General Partner~7/1/2017~120hrs~0hrs~Manage and oversee the firm; client recruitment; staff retention; income tax preparation; etc. 3) SEAWAY VALLEY PREVENTION COUNCIL POSITION: President NATURE: A non-profit organization focused on drug & alcohol abuse prevention. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2005 ADDRESS: 206 Ford Street, Ogdensburg NY 13669, United States DESCRIPTION: As Board President, monitor the operations of the agency. 4) NY COUNCIL OF NONPROFITS POSITION: Board Member NATURE: Non-profit whose mission is to educate/support non-profit agencies in the state of new york INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 272 Broadway, Menands NY 12204, United States DESCRIPTION: general board member. 5) ST. LAWRENCE CHILD CARE COUNCIL POSITION: Treasurer NATURE: Non-profit whose mission is to support and regulate daycare providers in St. Lawrence County, NY INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 314 Ford Street, Ogdensburg NY 13669, United States DESCRIPTION: Treasurer & Board Member charged with traditional duties of oversight and governance. 6) GB3 PROPERTIES, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 62 Arbuckle Lane, Colton NY 13625, United States DESCRIPTION: I believe this was disclosed years ago; I have minimal activity associated with this. There is a property manager that does day-to-day activities 7) NAME OF OTHER BUSINESS: CP ASSOC OF THE NORTH COUNTRY; INVESTMENT RELATED: NO; ADDRESS 4 COMMERCE LANE CANTON, NY 13617; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: VOLUNTEER BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENSURING THE ORGANIZATION'S MISSION AND VISION ARE UPHELD, AND PROVIDING FIDUCIARY OVERSIGHT OF ITS FINANCES AND LEGAL COMPLIANCE;
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