Romano Sergi

Current Employers

Employment History

• 01/2024 → 08/2024
  Clarkson University
  Potsdam, NY
• 06/2023 → 05/2024
  Gray & Gray And Associates Cpas, P.C.
  Canton, NY
• 07/2022 → 08/2022
  Merrill Lynch Wealth Management
  Buffalo, NY
• 08/2020 → Present
  Sergis Pizza
  Potsdam, NY
• 08/2020 → 05/2024
  Clarkson University
  Potsdam, NY
• 09/2016 → 06/2020
  Potsdam High School
  Potsdam, NY
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2026 → Present
  Gray & Sergi Wealth Management Group
  Potsdam , NY
• 06/2026 → Present
  Summit Legacy Heritage Llc
  Canton, NY

Other Businesses

1. NAME OF OTHER BUSINESS: G&G ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: SERGIS PIZZA INVESTMENT RELATED: NO ADDRESS: 10 MARKET STREET POTSDAM NY 13676 NATURE OF BUSINESS: RESTAURANT START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: MANAGING SUPERVISIOR APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT OF ALL EMPLOYEES AND GENERAL OPERATIONS OF THE BUSINESS. 3. NAME OF OTHER BUSINESS: GRAY & SERGI WEALTH MANAGEMENT GROUP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/11/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL (OR OWNER/PARTNER), APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: SUMMIT LEGACY HERITAGE LLC INVESTMENT RELATED: NO ADDRESS: 1 MAIN ST SUITE 101 CANTON NY 13617 NATURE OF BUSINESS: REAL ESTATE START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNERSHIP ONLY

Exams

• S66 Uniform Combined State Law Examination
  2026-01-30