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Stephen Maxwell Speers

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-18
  • TN RA
    APPROVED
    Since 2025-12-18

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Nashville TN 10/2025 Present
Old Natchez Country Club Brentwood TN 05/2025 10/2025
Centre College Danville KY 08/2021 05/2025
Ubs Financial Sevices, Inc Nashville TN 06/2024 08/2025
Montgomery Bell Academy Nashville TN 08/2015 08/2021
Equitable Property Company Nashville TN 06/2022 08/2023
  • 10/2025 → Present
    Ubs Financial Services, Inc
    Nashville, TN
  • 05/2025 → 10/2025
    Old Natchez Country Club
    Brentwood, TN
  • 08/2021 → 05/2025
    Centre College
    Danville, KY
  • 06/2024 → 08/2025
    Ubs Financial Sevices, Inc
    Nashville, TN
  • 08/2015 → 08/2021
    Montgomery Bell Academy
    Nashville, TN
  • 06/2022 → 08/2023
    Equitable Property Company
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-28
  • S66 Uniform Combined State Law Examination
    2025-08-28

View on SEC IAPD

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SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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