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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-24
VA RA APPROVED 2025-04-15
  • TX RA
    APPROVED_RES
    Since 2025-04-24
  • VA RA
    APPROVED
    Since 2025-04-15

Branch Locations

201 East Main Street, Martinsville, VA 24112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Martinsville VA 05/2024 04/2025
Unemployed Hewitt TX 04/2024 05/2024
Higginbotham Waco TX 10/2022 04/2024
Insurors Of Texas Waco TX 06/2021 10/2022
Gia Insurance Friendswood TX 02/2016 06/2021
Stifel Martinville VA 04/2025 Present
  • 05/2024 → 04/2025
    Raymond James Financial Services, Inc.
    Martinsville, VA
  • 04/2024 → 05/2024
    Unemployed
    Hewitt, TX
  • 10/2022 → 04/2024
    Higginbotham
    Waco, TX
  • 06/2021 → 10/2022
    Insurors Of Texas
    Waco, TX
  • 02/2016 → 06/2021
    Gia Insurance
    Friendswood, TX
  • 04/2025 → Present
    Stifel
    Martinville, VA
Other Businesses

1. Martinsville Henry County Chamber of Commerce; 115 Broad St Martinsville VA 24112; Chamber of Commerce; Board Member; Serve on the board; 01/01/2025; 1.00hr/month; Not during securities trading hours; Not Investment-Related 2. Martinsville Henry County Chamber of Commerce; 115 Broad St Martinsville VA 24112; Membership organization comprised of businesses serving our community; Secretary/Treasurer; Serve on the Board of Directors and the Executive Committee, accept and certify minutes, serve as Chairman of the Finance Committee, assist the President and Finance Committee in preparing the budgets for upcoming years, ensure that monthly financial reports are submitted and verbally reported to the Board of Directors and Executive Committee at standard monthly meetings, ensure that an annual audit is made by a public accountant of all financial operations of the Chamber during the past year, and strive to make the Chamber a more effective organization and better able to serve the needs of its membership and the community as a whole; 07/01/2026; 1hr/mth; Not during securities trading hours; Not investment related 3. Boys & Girls Clubs of the Blue Ridge (BGCBR); 311 E. Church St., Ste B. Martinsville, VA 24112; To enable all young people to reach their full potential as productive, caring, responsible citizens; Board Member; Serve on the board of directors of the local Boys & Girls Club. Board members work alongside schools, families, and community partners to strengthen youth development across the region; 07/01/2026; 1hr/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2024-12-30
Other Names
  • Cory Michael Hart

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