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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-01-03
  • VA RA
    APPROVED
    Since 2013-01-03

Branch Locations

201 East Main Street, Martinsville, VA 24112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Martinsville VA 01/2013 Present
  • 01/2013 → Present
    Stifel Nicolaus & Co Inc
    Martinsville, VA
Previous Registrations
Other Businesses

1. Beaver Hills Development Corp.; 101 Commonwealth Blvd E Martinsville VA 24112; rental properties; Director; meet quarterly with property manger to make sure everything is okay; 10/04/1963; 1.00hr/month; Not during securities trading hours; Investment-Related 2. Piedmont Arts; 215 Starling Ave Martinsville VA 24112; Board of Trustees; help protect the best interests through decisions made on its behalf; 11/1/2023; not during securities trading hours; not investment related 3. Beaver HIlls Development Corp; 101 Commonwealth Blvd E Martinsville, VA 24112; rental properties; Vice President; Meet with property managers quarterly, record minutes; 10/30/1963; 1 hr/quarter; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-27
  • S63 Uniform Securities Agent State Law Examination
    1987-05-27
Other Names
  • Ran Isley

View on SEC IAPD

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