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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-09-25 |
Branch Locations
201 East Main Street, Martinsville, VA 24112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Martinsville | VA | 09/2009 | Present |
1. Move to Martinsville;3 E. Church St Martinsville VA 24112;a start-up nonprofit whose mission will be to help re-vitalize the local area economy;Vice- President/ Board member;active board member 4/2/19;2.00 Hour(s) Per Week; not during securities trading hours; not investment related. 2. Cajun Links of VA LLC; 1018 Mulberry Rd, Martinsville, VA 24112; social club that occasionally throws social/music events, on bank account; Principle; Coordinate a pay for social event expenses; 04/28/2005; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-22 |
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