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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| CT | RA | APPROVED | 2025-08-25 |
| KS | RA | APPROVED | 2025-08-07 |
| AL | RA | APPROVED | 2024-05-15 |
| GA | RA | APPROVED | 2018-04-04 |
| FL | RA | APPROVED | 2018-01-11 |
| SC | RA | APPROVED | 2017-06-12 |
| NC | RA | APPROVED | 2012-05-02 |
Branch Locations
5511 Capital Center Drive Suite 104, Raleigh, NC 27606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ware Financial Partners | Fuquay Varina | NC | 11/2010 | Present |
| Park Avenue Securities | Raleigh | NC | 04/2012 | Present |
| Guardian Life Insurance Company | Raleigh | NC | 11/2010 | Present |
1. Insurance Products other than Guardian-I offer insurance and annuity products other than Guardian, if necessary, per the client's objectives., Start: 04/01/2012, Address: 2626 Glenwood Ave Suite 450; Raleigh NC 27608, Hrs per month - tot/bus: 10/5, Investment related, 2. Executor for Estate of parents- I am the named executor of my parent's wills., Start: 08/03/2017, Address: 2626 Glenwood Ave Ste 450 Raleigh NC 27608, 0 hrs per month, Not investment related, 3.) Executor for Byron Pruitt- stepfather., Start: 03/21/2022, Address: 1736 Maizefield Lane Fuquay Varina NC 27526, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-30 |
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