Michelle Kay Hallett

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Principal Life Insurance
  Denver, CO
• 03/2016 → Present
  Principal Securities Inc
  Denver, CO

Previous Registrations

• 2013-07-25 → 2014-03-13
  Northwestern Mutual Investment Services, Llc
  Denver, CO
• 2005-02-02 → 2011-08-10
  Principal Securities, Inc.
  Denver, CO
  Denver, CO
  Des Moines, IA
  Denver, CO

Other Businesses

**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 4600 S. Syracuse St., Suite 1010B, Denver CO 80237, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **TLMK PROPERTIES, LLC POSITION: Rental Property NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 5149 Hoot Owl Way, Morrison CO 80465, United States DESCRIPTION: Rental property for family members.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-01
• S63 Uniform Securities Agent State Law Examination
  1999-06-07

Other Names

• Michelle Kay Jimenez
• Michelle Kay Jimenez
• Michelle Kay Miner