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Ian Broderick

J.P. Morgan Securities LLC

New York, NY

CRD 7929855

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-16
TX RA APPROVED 2024-10-16
  • NY RA
    APPROVED
    Since 2024-10-16
  • TX RA
    APPROVED
    Since 2024-10-16

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 05/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 05/2024 Present
C2 Ventures Remote XX 10/2021 05/2024
Navesink Country Club Red Bank NJ 06/2020 08/2022
Providence College Providence RI 08/2019 05/2023
Crazy Johns Rumson NJ 06/2018 09/2019
Unemployed Rumson NJ 05/2014 05/2018
Sea Bright Lawn Tennis & Cricket Club Rumson NJ 07/2022 08/2022
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2021 → 05/2024
    C2 Ventures
    Remote, XX
  • 06/2020 → 08/2022
    Navesink Country Club
    Red Bank, NJ
  • 08/2019 → 05/2023
    Providence College
    Providence, RI
  • 06/2018 → 09/2019
    Crazy Johns
    Rumson, NJ
  • 05/2014 → 05/2018
    Unemployed
    Rumson, NJ
  • 07/2022 → 08/2022
    Sea Bright Lawn Tennis & Cricket Club
    Rumson, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-16
  • S66 Uniform Combined State Law Examination
    2024-10-16
Other Names
  • Ian M Broderick

View on SEC IAPD

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