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Louie Ka'APeha Smith

Strategic Advisers LLC

Salt Lake City, UT

Salt Lake City, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-29
UT RA APPROVED 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29
  • UT RA
    APPROVED
    Since 2025-10-29

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 05/2024 Present
Umb Salt Lake City UT 09/2023 01/2024
Unemployed Salt Lake City UT 03/2024 05/2024
Garnish Events Pukalani HI 05/2015 03/2024
Set Collections Pukalani HI 06/2019 03/2024
Beach Street Kihei HI 05/2022 08/2022
  • 05/2024 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 09/2023 → 01/2024
    Umb
    Salt Lake City, UT
  • 03/2024 → 05/2024
    Unemployed
    Salt Lake City, UT
  • 05/2015 → 03/2024
    Garnish Events
    Pukalani, HI
  • 06/2019 → 03/2024
    Set Collections
    Pukalani, HI
  • 05/2022 → 08/2022
    Beach Street
    Kihei, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-27
S63 Uniform Securities Agent State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2025-10-27
  • S63 Uniform Securities Agent State Law Examination
    2024-09-20
Other Names
  • Louie K Smith
  • Louie Smith

View on SEC IAPD

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Other Investors

MICHAEL GENE MEYER
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TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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