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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-07
  • NC RA
    APPROVED
    Since 2025-02-07

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 05/2024 Present
Pnc Financial Services Raleigh NC 09/2002 05/2024
Other Businesses

I*2228289, Entity Type: , Name of OBA: J K, Address: Toledo, Ohio, 43611, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
  • S66 Uniform Combined State Law Examination
    2025-02-06
Other Names
  • Scott Robert Keesee

View on SEC IAPD

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