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Vicky Hin Tsang

Charles Schwab & Co., Inc.

Fremont, CA

CRD 3220840

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-06
  • CA RA
    APPROVED
    Since 2018-11-06

Branch Locations

3161 Stevenson Blvd, Fremont, CA 94538-2393 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fremont CA 03/1999 Present
Charles Schwab Bank Fremont CA 01/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-06
S63 Uniform Securities Agent State Law Examination 1999-07-12
  • S66 Uniform Combined State Law Examination
    2018-11-06
  • S63 Uniform Securities Agent State Law Examination
    1999-07-12

View on SEC IAPD

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