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Bruno Vincent Spadafora

Cetera Investment Advisers LLC

New York, NY

CRD 7925915

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-02
  • NY RA
    APPROVED
    Since 2026-01-02

Branch Locations

1430 Broadway Suite 1107, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Wealth Partners New York NY 06/2024 08/2024
Belle Haven Investments White Plains NY 07/2023 08/2023
Belle Haven Investments White Plains NY 07/2023 08/2023
Gettysburg College Gettysburg PA 08/2021 05/2025
Fox Lane Middle School, Fox Lane High School Bedford NY 09/2014 05/2021
Unemployed Pound Ridge NY 05/2025 10/2025
Unemployed Pound Ridge NY 05/2021 08/2021
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 06/2024 → 08/2024
    Allied Wealth Partners
    New York, NY
  • 07/2023 → 08/2023
    Belle Haven Investments
    White Plains, NY
  • 07/2023 → 08/2023
    Belle Haven Investments
    White Plains, NY
  • 08/2021 → 05/2025
    Gettysburg College
    Gettysburg, PA
  • 09/2014 → 05/2021
    Fox Lane Middle School, Fox Lane High School
    Bedford, NY
  • 05/2025 → 10/2025
    Unemployed
    Pound Ridge, NY
  • 05/2021 → 08/2021
    Unemployed
    Pound Ridge, NY
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ALLIED WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-15
  • S66 Uniform Combined State Law Examination
    2025-09-15

View on SEC IAPD

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