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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-02 |
Branch Locations
1430 Broadway Suite 1107, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allied Wealth Partners | New York | NY | 06/2024 | 08/2024 |
| Belle Haven Investments | White Plains | NY | 07/2023 | 08/2023 |
| Belle Haven Investments | White Plains | NY | 07/2023 | 08/2023 |
| Gettysburg College | Gettysburg | PA | 08/2021 | 05/2025 |
| Fox Lane Middle School, Fox Lane High School | Bedford | NY | 09/2014 | 05/2021 |
| Unemployed | Pound Ridge | NY | 05/2025 | 10/2025 |
| Unemployed | Pound Ridge | NY | 05/2021 | 08/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: ALLIED WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-15 |
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