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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-14
  • FL RA
    APPROVED
    Since 2025-10-14

Branch Locations

201 Sw 2Nd Street Ste #101, Ocala, FL 34471 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed (Student) Ocala FL 06/2015 07/2020
Piesanos Stone Fired Pizza The Villages FL 08/2020 05/2021
Ross Inc. Winter Garden FL 06/2021 12/2021
Huncho Resellz (Self Employed) Windermere FL 09/2019 06/2024
Nike Winter Garden FL 10/2022 06/2024
Principal Financial Group Windermere FL 06/2024 04/2025
Kestra Investment Services, Llc Ocala FL 07/2025 Present
Kestra Advisory Services, Llc Ocala FL 10/2025 Present
  • 06/2015 → 07/2020
    Unemployed (Student)
    Ocala, FL
  • 08/2020 → 05/2021
    Piesanos Stone Fired Pizza
    The Villages, FL
  • 06/2021 → 12/2021
    Ross Inc.
    Winter Garden, FL
  • 09/2019 → 06/2024
    Huncho Resellz (Self Employed)
    Windermere, FL
  • 10/2022 → 06/2024
    Nike
    Winter Garden, FL
  • 06/2024 → 04/2025
    Principal Financial Group
    Windermere, FL
  • 07/2025 → Present
    Kestra Investment Services, Llc
    Ocala, FL
  • 10/2025 → Present
    Ocala, FL
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: OLSTEIN FINANCIAL GROUP POSITION: N/A NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 201 SW 2nd St, #101, Ocala FL 34471, United States DESCRIPTION: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Gabe Umana
  • Gabriel Umana
  • Gabe Umana

View on SEC IAPD

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