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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-04
  • SC RA
    APPROVED
    Since 2026-08-04

Branch Locations

40 Calhoun Street Suite 310, Charleston, SC 29401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Brewing Company Mills River NC 07/2017 02/2019
Temple Mojo Growler Shop Matthews NC 02/2019 02/2020
Townsquare Interactive Charlotte NC 02/2020 10/2023
Unemployed Arden NC 07/2016 07/2017
Unemployed Charlotte NC 10/2023 05/2024
New York Life Charlotte NC 05/2024 09/2025
Nylife Securities Llc Charlotte NC 01/2025 09/2025
Guardian Life Insurance Company Mt. Pleasant SC 09/2025 07/2026
Park Avenue Securities Mt. Pleasant SC 09/2025 07/2026
Massmutual Life Insurance Company Charleston SC 07/2026 Present
Mml Investors Services Llc Charleston SC 08/2026 Present
  • 07/2017 → 02/2019
    Sierra Brewing Company
    Mills River, NC
  • 02/2019 → 02/2020
    Temple Mojo Growler Shop
    Matthews, NC
  • 02/2020 → 10/2023
    Townsquare Interactive
    Charlotte, NC
  • 07/2016 → 07/2017
    Unemployed
    Arden, NC
  • 10/2023 → 05/2024
    Unemployed
    Charlotte, NC
  • 05/2024 → 09/2025
    New York Life
    Charlotte, NC
  • 01/2025 → 09/2025
    Nylife Securities Llc
    Charlotte, NC
  • 09/2025 → 07/2026
    Guardian Life Insurance Company
    Mt. Pleasant, SC
  • 09/2025 → 07/2026
    Park Avenue Securities
    Mt. Pleasant, SC
  • 07/2026 → Present
    Massmutual Life Insurance Company
    Charleston, SC
  • 08/2026 → Present
    Charleston, SC
Previous Registrations
Other Businesses

(1) NAME: DELONG LEGACY LLC INV REL: Y ADDR: CANDLER, NC 28715 NATURE: OWNER OF LLC FOR SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 8/1/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MAINTAIN AND COLLECT FEES FOR PROPERTY (2) NAME: JOSH DELONG INV REL: Y ADDR: CHARLOTTE, NC 28212 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 3/1/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COLLECT RENT FEES AND MAINTAIN PROPERTY (3) NAME: DESERT TACOS BAND INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: COVER BAND POSITION: MUSICIAN START DATE: 04/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PLAYING PUBLIC EVENTS (4) NAME: JOSH DELONG INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: PLAYING SOLO ACCOUSTIC MUSIC POSITION: MUSICIAN START DATE: 8/1/2026 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PLAYING SOLO FOR LOCAL AND PRIVATE EVENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2025-04-16
  • S65 Uniform Investment Adviser Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2025-04-16
Other Names
  • Joshua Delong

View on SEC IAPD

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