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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-17 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Durham | NC | 05/2024 | Present |
| Wells Fargo Bank, Na | Durham | NC | 09/2021 | Present |
| Wells Fargo Bank, Na | Durham | NC | 01/2018 | 09/2020 |
| Tapif | Biscarrosse | 09/2017 | 01/2018 | |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2012 | 08/2017 |
| Teleflex | Morrisville | NC | 09/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-23 |
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