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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-17
  • NC RA
    APPROVED
    Since 2024-09-17

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

4709 Hope Valley Rd, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Durham NC 05/2024 Present
Wells Fargo Bank, Na Durham NC 09/2021 Present
Wells Fargo Bank, Na Durham NC 01/2018 09/2020
Tapif Biscarrosse 09/2017 01/2018
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2012 08/2017
Teleflex Morrisville NC 09/2020 09/2021
  • 05/2024 → Present
    Durham, NC
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Durham, NC
  • 01/2018 → 09/2020
    Wells Fargo Bank, Na
    Durham, NC
  • 09/2017 → 01/2018
    Tapif
    Biscarrosse
  • 08/2012 → 08/2017
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 09/2020 → 09/2021
    Teleflex
    Morrisville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-17
S63 Uniform Securities Agent State Law Examination 2024-08-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-17
  • S63 Uniform Securities Agent State Law Examination
    2024-08-23
Other Names
  • Brenda Banda

View on SEC IAPD

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