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Ian T Franzoni

Ameriprise Financial Services, LLC

New York, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-04
NY RA APPROVED 2024-08-20
NJ RA APPROVED 2024-08-13
  • TX RA
    APPROVED
    Since 2024-09-04
  • NY RA
    APPROVED
    Since 2024-08-20
  • NJ RA
    APPROVED
    Since 2024-08-13

Branch Locations

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc New York NY 06/2024 Present
Brown University Providence RI 09/2020 05/2024
Brown University Providence RI 02/2024 05/2024
Brown University Providence RI 02/2024 05/2024
Bruin Capital White Plains NY 05/2023 07/2023
Brown University Providence RI 06/2022 08/2022
N/A Robbinsville NJ 05/2020 09/2020
The Hun School Of Princeton Princeton NJ 06/2016 05/2020
  • 06/2024 → Present
    Ameriprise Financial Services, Llc
    New York, NY
  • 09/2020 → 05/2024
    Brown University
    Providence, RI
  • 02/2024 → 05/2024
    Brown University
    Providence, RI
  • 02/2024 → 05/2024
    Brown University
    Providence, RI
  • 05/2023 → 07/2023
    Bruin Capital
    White Plains, NY
  • 06/2022 → 08/2022
    Brown University
    Providence, RI
  • 05/2020 → 09/2020
    N/A
    Robbinsville, NJ
  • 06/2016 → 05/2020
    The Hun School Of Princeton
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
  • S66 Uniform Combined State Law Examination
    2024-07-11

View on SEC IAPD

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