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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-09-25 |
Branch Locations
10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Wauwatosa | WI | 06/2024 | Present |
| Doordash | La Crosse | WI | 03/2024 | 06/2024 |
| Bremer Bank | Lake Elmo | MN | 06/2023 | 03/2024 |
| Ac Business Media | Fort Atkinson | WI | 09/2022 | 06/2023 |
| Sun Prairie Area School District | Sun Prairie | WI | 06/2022 | 09/2022 |
| University Of Wisconsin La Crosse | La Crosse | WI | 09/2021 | 09/2022 |
| Kestrel Ridge Golf Course | Columbus | WI | 05/2021 | 09/2021 |
| University Of Wisconsin La Crosse | La Crosse | WI | 09/2020 | 05/2021 |
| The Oaks Golf Course | Cottage Grove | WI | 06/2020 | 09/2020 |
| Sun Prairie High School | Sun Prairie | WI | 09/2019 | 06/2020 |
| The Oaks Golf Course | Sun Prairie | WI | 06/2019 | 09/2019 |
| Sun Prairie Area School District | Sun Prairie | WI | 06/2014 | 06/2019 |
| Principal Securities, Inc. | Wauwatosa | WI | 06/2024 | Present |
| United Financial Advisors | Wauwatosa | WI | 10/2024 | Present |
**UNITED FINANCIAL ADVISORS (DBA) POSITION: UFA DBA NATURE: Group Health, Business Consulting, Fee-based Planning, Educational Workshops, Retirement plans sales and service INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/28/2024 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Joining Existing DBA. **FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Sales of fixed products including: fixed annuities, fixed life, DI, LTC, group benefits, health, and medical. **UFA POSITION: Salaried Rep NATURE: Salaried Rep INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/04/2024 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Receive a salary for back-office work for United Financial Advisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
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