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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-16 |
| WI | RA | APPROVED | 2020-10-19 |
Branch Locations
2365 N Mayfair Rd, Wauwatosa, WI 53226 • United States
5100 S 76Th St, Greendale, WI 53129 • United States
1314 Penny Lane, Oconomowoc, WI 53716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uw Credit Union | New Berlin | WI | 08/2015 | Present |
| Lpl Financial Llc | New Berlin | WI | 06/2020 | Present |
1) 09/03/2020 - No Business Name - Investment Related - Madison, WI 53705 - Other-Notary - Notary - Start Date - 10/26/2016 - 1 Hours Per Month/1 Hours During Securities Trading - Time Spent 1% 2) 09/21/2023 - Wealth Management at UW Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2022 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
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