Alicia Brooke Lantz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 07/2017
  Robert W. Baird
  Milwaukee, WI
• 09/2017 → 03/2020
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 08/2017 → 03/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2020 → 03/2024
  U.S. Bancorp Investments, Inc.
  Mequon, WI
• 05/2024 → Present
  Uw Credit Union
  Wauwatosa, WI
• 05/2024 → Present
  Lpl Financial
  Wauwatosa, WI

Previous Registrations

• 2020-04-06 → 2024-03-12
  U.S. Bancorp Investments, Inc.
  West Allis, WI
  Mequon, WI
  West Allis, WI
  Brookfield, WI
• 2017-10-05 → 2020-03-30
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 2007-12-10 → 2017-05-31
  Robert W. Baird & Co. Incorporated
  Milwaukee, WI
  Milwaukee, WI
  Chicago, IL
  Milwaukee, WI
• 2007-06-14 → 2007-12-13
  Citigroup Global Markets Inc.
  Chicago, IL
• 2005-09-09 → 2006-06-28
  Ameriprise Financial Services, Llc
  Chicago, IL
  Lombard, IL

Other Businesses

1- 05/2024 / Wealth Management at UW Credit Union / DBA for LPL Business (entity for LPL business) / Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2005-09-08

Designations

• Certified Financial Planner

Other Names

• Alicia Brooke Kacic