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Maria Mardis

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-23
  • NY RA
    APPROVED
    Since 2026-05-23

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Louisville KY 11/2024 Present
Ubs Louisville KY 05/2024 11/2024
University Of Louisville Louisville KY 08/2021 05/2025
Norton Healthcare Louisville KY 05/2023 12/2024
University Of Louisville Louisville KY 05/2023 05/2025
University Of Louisville Louisville KY 07/2021 05/2023
Christian Academy Of Louisville Louisville KY 08/2017 05/2021
Sayers Classical Academy Louisville KY 08/2014 05/2017
Northeast Ymca Louisville KY 05/2019 12/2019
  • 11/2024 → Present
    Ubs Financial Services Inc.
    Louisville, KY
  • 05/2024 → 11/2024
    Ubs
    Louisville, KY
  • 08/2021 → 05/2025
    University Of Louisville
    Louisville, KY
  • 05/2023 → 12/2024
    Norton Healthcare
    Louisville, KY
  • 05/2023 → 05/2025
    University Of Louisville
    Louisville, KY
  • 07/2021 → 05/2023
    University Of Louisville
    Louisville, KY
  • 08/2017 → 05/2021
    Christian Academy Of Louisville
    Louisville, KY
  • 08/2014 → 05/2017
    Sayers Classical Academy
    Louisville, KY
  • 05/2019 → 12/2019
    Northeast Ymca
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-04
  • S66 Uniform Combined State Law Examination
    2026-04-04

View on SEC IAPD

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