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Geoffrey Phillip Smith

Edward Jones

San Marino, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-22
  • CA RA
    APPROVED
    Since 2024-08-22

Branch Locations

2341 Huntington Dr, San Marino, CA 91108-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2024 Present
San Gabriel Community Church San Gabriel CA 02/2009 01/2024
Unemployed Monterey Park CA 02/2024 06/2024
  • 06/2024 → Present
    St Louis, MO
  • 02/2009 → 01/2024
    San Gabriel Community Church
    San Gabriel, CA
  • 02/2024 → 06/2024
    Unemployed
    Monterey Park, CA
Other Businesses

Surge Consultant Group, LLC. Type of business: Business Consulting Pasadena, CA Start date: 6/15/2018 Assistant Project Manager Hours per week: 10 Hours during trading: 10 Client research, interview preparation, interview conduction (intermittent film shoots, usually 3-4 times a year, usually in CA and lasting 1-2 days per shoot)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
  • S66 Uniform Combined State Law Examination
    2024-08-20
Other Names
  • Geoffrey Phillip Smith

View on SEC IAPD

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