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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Birkin Corporation | Rowland Heights | CA | 01/2013 | Present |
| East West Bank | San Marino | CA | 06/2017 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2025 | Present |
| Cetera Investment Advisers Llc | San Marino | CA | 02/2026 | Present |
BRANCH MANAGER AT EAST WEST BANK; OFFERING ALL BANKING AND FINANCIAL SERVICES TO CLIENTS AND PROSPECTS; CEO/CFO/SECRETARY AT BIRKING CORPORATION; IMPORT/EXPORT OF ELECTRONICS; 1 HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-09 |
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