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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Hacienda Heights | CA | 09/2014 | 11/2023 |
| Jpmorgan Securities Llc | Hacienda Heights | CA | 09/2014 | 11/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2023 | Present |
| Cetera Investment Advisers Llc | San Marino | CA | 11/2023 | Present |
| East West Bank | San Marino | CA | 11/2023 | Present |
RENTAL INCOME, 0.25/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-11 |
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