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Yining Wang

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-18
CA RA APPROVED 2025-07-11
  • TX RA
    APPROVED
    Since 2025-07-18
  • CA RA
    APPROVED
    Since 2025-07-11

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 06/2024 Present
U.S. Bank City Of Industry CA 05/2022 05/2024
Bank Of China Qingdao 07/2019 10/2021
State Farm Cathy Shi Agency City Of Industry CA 08/2015 01/2019
Ai Drama Rowland Heights CA 01/2022 05/2022
Unemployment Qingdao 01/2019 07/2019
  • 06/2024 → Present
    Morgan Stanley
    Pasadena, CA
  • 05/2022 → 05/2024
    U.S. Bank
    City Of Industry, CA
  • 07/2019 → 10/2021
    Bank Of China
    Qingdao
  • 08/2015 → 01/2019
    State Farm Cathy Shi Agency
    City Of Industry, CA
  • 01/2022 → 05/2022
    Ai Drama
    Rowland Heights, CA
  • 01/2019 → 07/2019
    Unemployment
    Qingdao
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11
Other Names
  • Iris Wang

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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