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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-04
NJ RA APPROVED 2024-09-26
NY RA APPROVED 2024-09-13
  • TX RA
    APPROVED
    Since 2024-11-04
  • NJ RA
    APPROVED
    Since 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-13

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. New York NY 07/2024 Present
Offit Kurman, P.A. New York NY 10/2021 06/2024
Snitow Kaminetsky Rosner & Snitow, Llp New York NY 08/2016 10/2021
  • 07/2024 → Present
    New York, NY
  • 10/2021 → 06/2024
    Offit Kurman, P.A.
    New York, NY
  • 08/2016 → 10/2021
    Snitow Kaminetsky Rosner & Snitow, Llp
    New York, NY
Other Businesses

Offit Kurman, P.A., Not investment related, 590 Madison Avenue, New York, New York, 10022, Law Firm, Retired Counsel, Began working there in October 2021 through June 2024, then went into retired status. Approximately 0-2 hours a month, No hours during trading day. I am a retired counsel and have no active role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13

View on SEC IAPD

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