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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-02 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lisle Emergency Veterinary Hospital | Lisle | IL | 06/2021 | 10/2021 |
| Army Trail Animal Hospital | Bartlett | IL | 08/2021 | 05/2022 |
| Biologos | Montgomery | IL | 05/2022 | 02/2024 |
| Autumn Green Animal Hospital | Geneva | IL | 05/2020 | 08/2021 |
| Cpdi | Woodridge | IL | 03/2024 | 06/2024 |
| Banfield | Wonder Lake | IL | 05/2018 | 08/2018 |
| Student | Dekalb | IL | 08/2016 | 05/2021 |
| Steak N Shake | Mchenry | IL | 04/2014 | 07/2017 |
| Northwestern Mutual Life Insurance Company | Aurora | IL | 06/2024 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Aurora | IL | 09/2024 | 02/2025 |
| Massmutual Life Insurance Company | Yorkville | IL | 01/2025 | 12/2025 |
| Mml Investors Services, Llc | Yorkville | IL | 02/2025 | 12/2025 |
| Founders Memorial Library | Dekalb | IL | 08/2016 | 05/2021 |
| Equitable Advisors, Llc | New York | NY | 01/2026 | Present |
| Yorkville Legion Post 489 | Yorkville | IL | 08/2025 | Present |
| Hr Block | Oswego | IL | 12/2025 | Present |
1. HR Block; Not investment related;2464 US-30 E Ste B104 Oswego, IL 60543;Tax Preparation; Tax Preparer; 15 hours/wk; Assists people with Taxes. 2. Yorkville Legion Post 489; Not investment related; 9054 E Veterans Pkwy Yorkville, IL 60560 VFW Hall; Bartending; Bartender; 15 hrs/wk 3. Yorkville Education Foundation; not investment related; 800 Game Farm Rd. Yorkville, IL 60560; Director; Help get the word out, create fundraising opportunities;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-12 |
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