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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
  • TX RA
    APPROVED
    Since 2024-08-20

Branch Locations

212 Coit Rd, Plano, TX 75075 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plano TX 04/2024 Present
Wells Fargo Bank, Na Plano TX 09/2022 Present
Centerville Road Animal Clinic Garland TX 04/2018 09/2022
Richland Community College Dallas TX 05/2013 05/2018
University Of Texas At Dallas Dallas TX 05/2018 12/2018
Amberton University Garland TX 01/2019 05/2020
  • 04/2024 → Present
    Plano, TX
  • 09/2022 → Present
    Wells Fargo Bank, Na
    Plano, TX
  • 04/2018 → 09/2022
    Centerville Road Animal Clinic
    Garland, TX
  • 05/2013 → 05/2018
    Richland Community College
    Dallas, TX
  • 05/2018 → 12/2018
    University Of Texas At Dallas
    Dallas, TX
  • 01/2019 → 05/2020
    Amberton University
    Garland, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-20
S63 Uniform Securities Agent State Law Examination 2024-07-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-20
  • S63 Uniform Securities Agent State Law Examination
    2024-07-29

View on SEC IAPD

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