Best Investors Account Sign in
Inactive

Christopher David Wallis

Vaughan Nelson Investment Management, L.P.

Houston, TX

Claim This Profile
Current Employers
Vaughan Nelson Investment Management, L.P.

600 Travis, Suite 3800, Houston, TX 77002-3071 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-11-12
  • TX RA
    APPROVED
    Since 2002-11-12

Branch Locations

600 Travis Suite 6300, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vaughan Nelson Investment Management, L.P. Houston TX 06/1999 Present
Previous Registrations
  • 2002-12-05 → 2014-03-26
    Vaughan Nelson Trust Company
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-20
  • S63 Uniform Securities Agent State Law Examination
    1999-01-20
Designations
Other Names
  • Chris Wallis

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor