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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-09 |
Branch Locations
303 N Pearl St, Pageland, SC 29728 • United States
1230 Main Street, Columbia, SC 29201 • United States
7837 Pineville-Matthews Road, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 07/2016 | 02/2019 |
| Highland Capital Brokerage | Charlotte | NC | 06/2019 | 07/2021 |
| Investacorp, Inc. | Miami | FL | 10/2019 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 10/2019 | 07/2020 |
| Unemployed | Charlotte | NC | 02/2019 | 06/2019 |
| Securities America, Inc. | Charlotte | NC | 07/2020 | 07/2021 |
| Securities America Advisors, Inc. | Charlotte | NC | 07/2020 | 07/2021 |
| Wells Fargo Clearing Services | Charlotte | NC | 07/2021 | 07/2024 |
| First Citizens Investor Services | Raleigh | NC | 12/2024 | 12/2025 |
| Unemployed | Charlotte | NC | 07/2024 | 12/2024 |
| First Citizens Investor Services | Raleigh | NC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-27 |
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