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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Monroe | NC | 11/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Monroe | NC | 12/2013 | Present |
(1)Name of Business: Benton's Crossroads Baptist Church Address: 109 East Lawyers Rd, Monroe, NC, 28110, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Produce and oversee budget and monitor spending. (2)Name of Business: Dale Lehenbauer Address: 201 N Main St, Monroe, NC, 28112, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 11/22/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Sole Proprietor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-14 |
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