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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-30 |
| NC | RA | APPROVED | 2019-11-19 |
Branch Locations
1501 N Charlotte Ave Suite B216, Monroe, NC 28110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Monroe | NC | 04/2017 | Present |
| Mml Investors Services, Llc | Monroe | NC | 08/2018 | Present |
| Cabarrus County Sheriffs Office | Concord | NC | 07/2014 | 07/2017 |
| Intuitive Compensation Group | Charlotte | NC | 01/2018 | 07/2020 |
| Southern Tier Brewing Company | Lakewood | NY | 08/2017 | 02/2019 |
NAME: BRET ALEXANDER INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, EQUITY FIXED LIFE, FIXED ANNUITIES POSITION: BROKER START: 04/16/2021 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: ASSIST CLIENTS OBTAIN NON-VARIABLE LIFE INSURANCE, ANNUITY AND DISABILITY INCOME PRODUCTS OUTSIDE OF MMLIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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