Dylan Casey Hales

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-22
NC	RA	APPROVED	2017-02-21

TX RA
APPROVED_RES

Since 2024-05-22
NC RA
APPROVED

Since 2017-02-21

Branch Locations

107 E Jefferson St Ste C, Monroe, NC 28112-4886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2016	Present
Mattress Firm	Raleigh	NC	07/2015	09/2016

09/2016 → Present

Edward Jones

St Louis, MO
07/2015 → 09/2016

Mattress Firm

Raleigh, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-23

S66 Uniform Combined State Law Examination

2016-11-23

Designations

View on SEC IAPD

Other Firms

FIFTH THIRD SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CREDIT UNION INVESTMENT SERVICES

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

DENIS WALTER MOULTON

THOMAS JAMES DONAHUE

TIMOTHY BRYANT HAMILTON

WILLIAM ARMANDO SWINK

JARED REGIS GIBSON

Harrison Gray Holmes

Other Offices

FIFTH THIRD SECURITIES, INC. · MONROE, NC

COMMONWEALTH FINANCIAL NETWORK · MONROE, NC

WELLS FARGO CLEARING SERVICES, LLC · MONROE, NC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MONROE, NC

CREDIT UNION INVESTMENT SERVICES · Monroe, NC

CREDIT UNION INVESTMENT SERVICES · MONROE, NC

CAPITAL INVESTMENT ADVISORY SERVICES, LLC · MONROE, NC

CETERA INVESTMENT ADVISERS LLC · MONROE, NC

More in Monroe, NC

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