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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-22
  • WA RA
    APPROVED
    Since 2024-10-22

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 04/2024 10/2024
University Of Washington Seattle WA 09/2018 06/2022
Sam's Tavern Seattle WA 10/2023 Present
Thomas Street Warehouse Seattle WA 08/2023 10/2023
Readerlink San Diego CA 06/2023 11/2023
Md7 San Diego CA 01/2023 06/2023
George's At The Cove La Jolla CA 09/2022 01/2023
Mr Tempo San Diego CA 08/2022 08/2022
Thomas Street Warehouse Seattle WA 05/2021 06/2022
Civil Rights Justice Center Seattle WA 09/2021 12/2021
Rosewood Café Tacoma WA 07/2020 08/2021
Joey Kitchen Seattle WA 09/2019 02/2020
Starbucks Tacoma WA 05/2017 09/2017
Indochine Asian Dining Lounge Tacoma WA 11/2015 08/2018
Seattle Pridefest Seattle WA 06/2022 Present
Unemployed Tacoma WA 03/2020 06/2020
Unemployed Seattle WA 09/2018 08/2019
Wedbush Securities Seattle WA 10/2024 Present
  • 04/2024 → 10/2024
    New York, NY
  • 09/2018 → 06/2022
    University Of Washington
    Seattle, WA
  • 10/2023 → Present
    Sam's Tavern
    Seattle, WA
  • 08/2023 → 10/2023
    Thomas Street Warehouse
    Seattle, WA
  • 06/2023 → 11/2023
    Readerlink
    San Diego, CA
  • 01/2023 → 06/2023
    Md7
    San Diego, CA
  • 09/2022 → 01/2023
    George's At The Cove
    La Jolla, CA
  • 08/2022 → 08/2022
    Mr Tempo
    San Diego, CA
  • 05/2021 → 06/2022
    Thomas Street Warehouse
    Seattle, WA
  • 09/2021 → 12/2021
    Civil Rights Justice Center
    Seattle, WA
  • 07/2020 → 08/2021
    Rosewood Café
    Tacoma, WA
  • 09/2019 → 02/2020
    Joey Kitchen
    Seattle, WA
  • 05/2017 → 09/2017
    Starbucks
    Tacoma, WA
  • 11/2015 → 08/2018
    Indochine Asian Dining Lounge
    Tacoma, WA
  • 06/2022 → Present
    Seattle Pridefest
    Seattle, WA
  • 03/2020 → 06/2020
    Unemployed
    Tacoma, WA
  • 09/2018 → 08/2019
    Unemployed
    Seattle, WA
  • 10/2024 → Present
    Wedbush Securities
    Seattle, WA
Previous Registrations
Other Businesses

1- Sam's Tavern; Not Investment Related; Seattle, WA; Restaurant; Server/Bartender; Start: 10/2023; Approx 25 hrs yearly, none during business hours; Duties: Create cocktails, take food and drink orders for guests, set up/clear tables for service --- 2- Seattle Pridefest- not investment related- Seattle, WA- Festival- Bartender (Independent contractor)- 06/2022- approx 12 hrs annually, one weekend in June each year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
  • S66 Uniform Combined State Law Examination
    2024-05-02

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