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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-10-22 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 04/2024 | 10/2024 |
| University Of Washington | Seattle | WA | 09/2018 | 06/2022 |
| Sam's Tavern | Seattle | WA | 10/2023 | Present |
| Thomas Street Warehouse | Seattle | WA | 08/2023 | 10/2023 |
| Readerlink | San Diego | CA | 06/2023 | 11/2023 |
| Md7 | San Diego | CA | 01/2023 | 06/2023 |
| George's At The Cove | La Jolla | CA | 09/2022 | 01/2023 |
| Mr Tempo | San Diego | CA | 08/2022 | 08/2022 |
| Thomas Street Warehouse | Seattle | WA | 05/2021 | 06/2022 |
| Civil Rights Justice Center | Seattle | WA | 09/2021 | 12/2021 |
| Rosewood Café | Tacoma | WA | 07/2020 | 08/2021 |
| Joey Kitchen | Seattle | WA | 09/2019 | 02/2020 |
| Starbucks | Tacoma | WA | 05/2017 | 09/2017 |
| Indochine Asian Dining Lounge | Tacoma | WA | 11/2015 | 08/2018 |
| Seattle Pridefest | Seattle | WA | 06/2022 | Present |
| Unemployed | Tacoma | WA | 03/2020 | 06/2020 |
| Unemployed | Seattle | WA | 09/2018 | 08/2019 |
| Wedbush Securities | Seattle | WA | 10/2024 | Present |
1- Sam's Tavern; Not Investment Related; Seattle, WA; Restaurant; Server/Bartender; Start: 10/2023; Approx 25 hrs yearly, none during business hours; Duties: Create cocktails, take food and drink orders for guests, set up/clear tables for service --- 2- Seattle Pridefest- not investment related- Seattle, WA- Festival- Bartender (Independent contractor)- 06/2022- approx 12 hrs annually, one weekend in June each year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-02 |
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