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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-24
  • CA RA
    APPROVED
    Since 2025-10-24

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase & Co. Arcadia CA 08/2023 05/2024
Charles Schwab & Co. Pasadena CA 06/2024 08/2024
Unemployed Monterey Park CA 09/2024 06/2025
Unemployed Monterey Park CA 07/2015 03/2022
Charles Schwab & Co., Inc. Pasadena CA 07/2025 Present
In N Out Burger Monterey Park CA 04/2022 08/2023
  • 08/2023 → 05/2024
    Jpmorgan Chase & Co.
    Arcadia, CA
  • 06/2024 → 08/2024
    Charles Schwab & Co.
    Pasadena, CA
  • 09/2024 → 06/2025
    Unemployed
    Monterey Park, CA
  • 07/2015 → 03/2022
    Unemployed
    Monterey Park, CA
  • 07/2025 → Present
    Pasadena, CA
  • 04/2022 → 08/2023
    In N Out Burger
    Monterey Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24

View on SEC IAPD

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