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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-05-14 |
| TX | RA | APPROVED | 2025-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fort Smith Housing Authority | Fort Smith | AR | 03/2022 | 08/2022 |
| Providence Elder Law | Conway | AR | 08/2022 | 06/2024 |
| Student | Greenwood | AR | 04/2014 | 03/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2024 | Present |
| Northwestern Mutual Investment Services Llc | Conway | AR | 07/2024 | 05/2025 |
| Osaic | Fort Smith | AR | 05/2025 | Present |
1, SPINDL POSITION: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2025 ADDRESS: 5111 Rogers Ave, Ste 563, Fort Smtih AR 72903, United States DESCRIPTION: Attend board meetings and assist with organization and connections when needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-21 |
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