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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | Melville | NY | 04/2024 | 06/2025 |
| Nourison | Saddle Brook | NJ | 07/2019 | 05/2021 |
| Roslyn High School | Roslyn Heights | NY | 01/2015 | 01/2021 |
| Stifel | New York | NY | 06/2025 | Present |
| Nourison | Saddle Brook | NJ | 05/2021 | 05/2025 |
| Stifel Independent Advisors | New York | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-26 |
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