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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-03
  • NY RA
    APPROVED
    Since 2025-06-03

Branch Locations

787 7Th Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. Melville NY 04/2024 06/2025
Nourison Saddle Brook NJ 07/2019 05/2021
Roslyn High School Roslyn Heights NY 01/2015 01/2021
Stifel New York NY 06/2025 Present
Nourison Saddle Brook NJ 05/2021 05/2025
Stifel Independent Advisors New York NY 01/2026 Present
  • 04/2024 → 06/2025
    Melville, NY
  • 07/2019 → 05/2021
    Nourison
    Saddle Brook, NJ
  • 01/2015 → 01/2021
    Roslyn High School
    Roslyn Heights, NY
  • 06/2025 → Present
    Stifel
    New York, NY
  • 05/2021 → 05/2025
    Nourison
    Saddle Brook, NJ
  • 01/2026 → Present
    Stifel Independent Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26

View on SEC IAPD

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