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Inactive

Gideon Luke Sims

Cerity Partners LLC

Raleigh, NC

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01

Branch Locations

4101 Lake Boone Trail #200, Raleigh, NC 27607 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Clayton NC 09/2014 04/2024
Cook Wealth, Llc Raleigh NC 05/2024 03/2025
U.S. Army Reserve Newport News VA 06/2020 Present
Cerity Partners Llc New York NY 03/2025 Present
  • 09/2014 → 04/2024
    Student
    Clayton, NC
  • 05/2024 → 03/2025
    Cook Wealth, Llc
    Raleigh, NC
  • 06/2020 → Present
    U.S. Army Reserve
    Newport News, VA
  • 03/2025 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2024-04-26 → 2025-04-01
    Cook Wealth, Llc
    Raleigh, NC
Other Businesses

1. U.S. ARMY RESERVE; NOT INVESTMENT-RELATED; NEWPORT NEWS, VA; CARGO SPECIALIST; 6/2020; 48 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-26
  • S65 Uniform Investment Adviser Law Examination
    2024-04-26

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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