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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
NC RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2026-01-02
  • NC RA
    APPROVED
    Since 2025-01-24

Branch Locations

200 Valencia Dr Suite 172, Jacksonville, NC 28546 • United States

Hubert, NC • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 04/2024 01/2025
United States Marine Corps (Usmc) Jacksonville NC 10/1997 04/2024
First Command Brokerage Services, Inc. Fort Worth TX 01/2025 Present
First Command Advisory Services, Inc. Fort Worth TX 01/2025 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2025 Present
  • 04/2024 → 01/2025
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 10/1997 → 04/2024
    United States Marine Corps (Usmc)
    Jacksonville, NC
  • 01/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2025 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 01/2025 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Weiguo & Geraldine Xu Whether the business is investment-related: No Address of the other business: 91-2035 Kai'oli St Ewa Beach HI 96706 91-1039 Aki St Ewa Beach HI 96706 47-30 207th St Bayside NY 11361 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner The start date of your relationship: Jul 01, 2011 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Duties include: 1. Maintenance decision of Property, when repair or replacement cost exceed 1k per incident. 2. Pay Monthly Lawn care Bill. 3. Pay Monthly Solar lease Bill.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-19
S63 Uniform Securities Agent State Law Examination 2024-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-11-19
  • S63 Uniform Securities Agent State Law Examination
    2024-09-18
Other Names
  • Richie Xu
  • Weiguo Richie Xu

View on SEC IAPD

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