Richard Lee Pugh

Current Employers

Employment History

• 07/1993 → Present
  Guardian Life Insurance Co.
  New York, NY
• 05/1997 → Present
  Financial Security Management, Incorporated
  Virginia Beach, VA
• 06/1997 → Present
  #Ia Financial Security Advisory, Incorpo
  Virginia Beach, VA

Other Businesses

NAME OF BUSINESS: THE AMERICAN COLLEGE; NOT INVESTMENT-RELATED; ADDRESS: 270 S BRYN MAWR PA 19010; NATURE OF OTHER BUSINESS: SCHOOL; POSITION: PROFESSOR; START DATE: DECEMBER 2011; HOURS SPENT: 8 WEEKENDS/YR, 5 HOURS/WEEK; TRADE HOURS: 0; DUTIES: TEACH FINANCIAL PLANNING AND INSURANCE COURSES. NAME: PUGH & ASSOCIATES, INC.; NON-INVESTMENT-RELATED; ADDRESS: 824 GUM BRANCH RD, STE I, JACKSONVILLE NC 28540; NATURE OF BUSINESS: INSURANCE SALES; POSITION: OWNER; START DATE: 1997; HRS/MO:80; TRADING HRS/MO: 50; DUTIES: LIFE AND DISABILITY INSURANCE; FIXED ANNUITY SALES. NAME: LEGAL SHIELD; NON-INVESTMENT-RELATED; ADDRESS: 824 GUM BRANCH RD, STE I, JACKSONVILLE NC 28540; NATURE OF BUSINESS: LEGAL & ID THEFT PROTECTION; POSITION: INDEPENDENT CONTRACTOR; START DATE: 07/1993; HRS/MO:4; TRADING HRS/MO: 4; DUTIES: LEGAL THEFT PROTECTION.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-31
• S63 Uniform Securities Agent State Law Examination
  1993-03-11

Designations

Other Names

• Rik Pugh
• Rick Pugh