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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 06/2015 | 04/2017 |
| Bank Of America, N.A. | Wilmington | NC | 02/2016 | 04/2017 |
| Wells Fargo Clearing Services, Llc. | Leland | NC | 05/2017 | 10/2018 |
| Wells Fargo Bank Na | Leland | NC | 04/2017 | 10/2018 |
| Pnc Investments Llc | Wilmington | NC | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-26 |
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