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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cooper Investment Company | Jacksonville | NC | 01/1990 | Present |
| Woodbury Financial Services | Jacksonville | NC | 03/2009 | 01/2024 |
| Osaic Wealth, Inc. | Jacksonville | NC | 01/2024 | Present |
1) BOARD MEMBER -COASTAL CAROLINA COMMUNITY COLLEGE POSITION: Board Member NATURE: Community Service Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/20/2004 ADDRESS: 444 Western Blvd, Jacksonville NC 28546, United States DESCRIPTION: Attend board meeting twice per year for updates on College foundation 2) THOMAS G COOPER FIXED INSURANCE POSITION: Agent-Insurance Producer NATURE: N/a INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 113-B Marine Blvd N, Jacksonville NC 28540 DESCRIPTION: Sales & Service of Fixed Insurance and Annuities 3) GCG WEALTH MANAGEMENT LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 160 START DATE: 12/20/2020 ADDRESS: 113-B Marine Blvd N, Jacksonville NC 28540, United States DESCRIPTION: Financial Service Advisor. Sales and service of insurance and investments to clients. W2 employee of GCG Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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