James Ball

Current Employers

Employment History

• 10/2010 → 12/2016
  Capital Guardian, Llc
  Belmont, NC
• 10/2010 → 12/2016
  Capital Guardian Wealth Management, Llc
  Belmont, NC
• 01/2017 → 03/2019
  Questar Capital Corporation
  Charlotte, NC
• 01/2017 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 01/2018 → Present
  Paxmentis Advisors Incorporated
  Sanford, FL
• 12/2022 → Present
  Woodbury Financial Services, Inc.
  Charlotte, NC
• 03/2019 → 12/2022
  Woodbury Financial Services, Inc.
  Charlotte, NC
• 12/2022 → 06/2024
  Securities America, Inc.
  Charlotte, NC
• 12/2022 → 06/2024
  Securities America Advisors
  Charlotte, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Greensboro, NC

Previous Registrations

• 2022-12-20 → 2024-06-14
  Securities America Advisors, Inc.
  Charlotte, NC
• 2019-03-01 → 2022-12-19
  Woodbury Financial Services, Inc.
  Charlotte, NC
• 2017-01-10 → 2019-03-01
  Questar Asset Management, Inc.
  Charlotte, NC
  Minneapolis, MN
• 2010-10-22 → 2017-01-03
  Capital Guardian Wealth Management, Llc
  Miami, FL
• 2006-12-08 → 2010-10-14
  Securian Financial Services, Inc.
  Charlotte, NC
• 2006-03-03 → 2006-11-20
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
• 2002-06-21 → 2005-08-02
  Securian Financial Services, Inc.
  Charlotte, NC

Other Businesses

1. GCG ADVISORY PARTNERS (GCGAP) POSITION: none NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2020 ADDRESS: 1415 Vantage Park, 250, Charlotte NC 28203, United States DESCRIPTION: Assist in recruiting new advisors, purchasing books of business and RIA's and help with onboarding and operational support once purchases are complete. 2. POA FOR MOTHER POSITION: POA NATURE: I am POA for my mom. Currently she has no brokerage accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 209-A Bridgeview Ct, China Surf City NC 28445, United States DESCRIPTION: My mom is aging and made me her POA. 3. GCG WEALTH MANAGEMENT POSITION: Executive VP, Compliance Director NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/04/2017 ADDRESS: 1415 Vantage Park, 250, charlotte NC 28203, United States DESCRIPTION: Assist in managing compliance and operations of firm. I also hold an insurance license - although I am not producing.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-27

Other Names

• Jimmy C Ball
• Jim Ball
• James C Ball