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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-25 |
Branch Locations
909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Charlotte | NC | 03/2024 | 04/2025 |
| Waffle House, Inc. | Charlotte | NC | 06/2020 | 03/2024 |
| Johnson & Wales University | Charlotte | NC | 06/2015 | 06/2020 |
| Nylife Securities Llc | Charlotte | NC | 01/2025 | 04/2025 |
| Lpl Enterprise Llc | North Bethesda | MD | 09/2025 | Present |
| Unemployed | North Bethesda | MD | 04/2025 | 09/2025 |
1) 01/30/2026-Admiral Security Services-Security Officer-Outside/W-2 Employment-Not inv related-At Bethesda, MD-Start date 02/05/2025-160hrs/mth-0hrs/mth during trading 2) 04/20/2026-Capital Equities Advisors-Principal-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/20/2025-160hrs/mth-160hrs/mth during trading 3) 04/20/2026-Capital Equities Advisors-Principal-Non-Variable Insurance/Insurance Agency-Inv related-At Rockville, MD-Start date 08/20/2025-160hrs/mth-160hrs/mth during trading 4) 04/20/2026-N/A Non-Variable Insurance-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Rockville, MD-Start date 09/02/2025-160hrs/mth-160hrs/mth during trading 5) 04/20/2026-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/02/2025-160hrs/mth-160hrs/mth during trading 6) 05/04/2026-Capital Equities Retirement Advisors-Principal-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/20/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-28 |
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