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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED_RES | 2023-10-30 |
Branch Locations
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lombard Securities Incorporated | Rockville | MD | 02/2016 | 09/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 09/2023 | Present |
| Bank Of America, N.A. | North Bethesda | MD | 10/2023 | Present |
I*2227325, Entity Type: , Name of OBA: Parkside Condominiums Bethesda MD, Address: Bethesda, Maryland, 20814, Investment Related: N, Position, Title, Association: ["Board Member"], Employee State Date: 03/13/2024, No Hours: 5 Weekly, No Hours during Trading: 2 Weekly, Duties: The affairs of Parkside Condominium's Council of Unit Owners are governed by a five-member Board of Directors established in accordance with the Bylaws of the condominium. A Board member's term of office is two years.The Board of Directors is responsible for the administration and maintenance of the condominium association. With the exception of formulating rules and regulations respecting the use of individual units (i.e., noise, pets, professional activities, etc.), the Board's activities are limited to matters which are of common concern to all unit owners or which affect the building themselves. Problems within each individual unit are the concern of the unit owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-26 |
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