Stacee Bain Crittenden

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Rockville, MD
• 12/2009 → Present
  Bank Of America, Na
  Rockville, MD

Previous Registrations

• 2006-02-21 → 2009-06-16
  Citigroup Global Markets Inc.
  New York, NY
  Bowie, MD
  New York, NY
  Bowie, MD
• 2000-09-28 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Bowie, MD

Other Businesses

I*10219For profit or not for profit: Name of outside business organization: RentalInvestment related: Address of business:Nassau, 0Nature of business: Position, title, association: , Start date of relationship: 11/9/2020Number of hours devoted: 20 hour(s) I*48734FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LADY VON SCHOLARSHIP FUNDINVESTMENT RELATED: NADDRESS OF BUSINESS:WASHINGTON, DISTRICT OF COLUMBIA 20002NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/3/2012NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RAISE FUNDS FOR THE SCHOLASHIP FUND THROUGH ANNUAL EVENTS. I*103655FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LIFE WITH CANCER COMMUNITY ADVISORY BOARDINVESTMENT RELATED: NADDRESS OF BUSINESS: FARIFAX, VIRGINIA 22031NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/31/2017NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TO SUPPORT, MAINTAIN, AND PROMOTE THE PROGRAMS OF LIFE WITH CANCER PROGRAM AT ALL 5 OPERATING SITES AND SUPPORT SOLICITATION OF THE CONTRIBUTION OF PHILANTHROPIC GIFTS THROUGH COMMUNITY RELATIONSHIPS AND THIRD PARTY FUNDRAISERS. *11050For profit or not for profit: Name of outside business organization: Ritz Carlton Aspen Highlands Investment related: Address of business: Aspen, Colorado 81611Nature of business: ,Position, title, association: , Start date of relationship: 6/4/2021Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*1926321, Entity Type, Name of OBA: J.B.R. Estate, Address: Atlanta, GA, 30311, Investment Related: No, Position, Title, Association: Executor, Employee Start Date: 07/30/2024, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties: I*: 1973287Entity Type: Name of OBA: Washington DC CarouselsAddress: Washington, DCInvestment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 09/18/2024Number of Hours: 20 hrs mthlyNumber of Hours during trading: 0Duties: This is a social organization for African American women, I will serve as the chapter president beginning September 1, 2024 I*2150274, Entity Type: Fiduciary, Name of OBA: MRS S C EXEC EST OF J B R, Address: Kensington, Maryland, 20895, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 02-Jan-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3097284, Entity Type: Entity Charitable, Name of OBA: Island Jewels of the Bahamas, Address: Nassau, , 00000, Bahamas Investment Related: N, Position, Title, Association: Committee, Employee State Date: 11/01/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: To create community service projects and to convince national organization to make us a chapter in the future, This is a group of women that are in Alpha Kappa Alpha Sorority Inc, a non profit that provides community service that hope to have a chapter in the future I*5046270, Entity Type: Entity Charitable, Name of OBA: Alpha Kappa Alpha Sorority Inc. Alpha Delta Epsilon Omega Chapter, Address: Nassau, , 00000, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/01/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Assistant secretary, will provide minutes in the absence of the secretary A women's organization that provides community service in New Providence, Bahamas

Exams

• S66 Uniform Combined State Law Examination
  1999-12-09

Other Names

• Stacee Alicia Bain
• Stacee Alicia Bain
• Stacee Alicia Crittenden