Michael Aloi

Current Employers

Employment History

• 06/1999 → 09/2018
  Summit Financial Resources
  Parsippany, NJ
• 04/1999 → 09/2018
  Summit Equities Inc
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2002-05-10 → 2018-12-21
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
  Fairfield, CT
  Parsippany, NJ
  Fairfield, CT
• 2002-06-18 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

1) Summit Financial, LLC - Is an investment advisor firm which offers fee based financial planning services; located at, 4 Campus Drive, Parsippany, NJ 07054. Mr. Aloi is a financial planner and started with Summit Financial on start 11/2018. 120hrs/mo, 8 hours during trading hours. Provide financial planning. 2) Offers insurance as a broker or agent through numerous insurance companies. Some sales are through SRM, an affiliated company which is licensed to sell various insurance products. Mr. Aloi earns both cash and non-cash compensation based on sales of these products. 3) Investment Property. Non-investment related. LOCATED IN NUTLEY, NJ; Property management, investment property. 1hr/mo, 0 hrs during trading hours. Investment property. 4) Michael Aloi - Investment and tax related; Provide CPA Continuing Education Seminars; Prepare and present CPE presentations. Start: 4/1/24; location 300 Harvest Ridge Rd., Stratford, CT 06614; devote 2 hours a month to this activity; 2 hours a month during securities trading hours. Provide an occasional educational group live seminar to local accounting firms. These presentations are approved for continuing education by the national governing body for continuing education for CPAs. 5) Kiplinger's Financial Magazine - investment related, located Washington DC, start date: 12/1/16; Mr. Aloi is a contributing writer for the magazine and may write a financial column on a monthly basis. 6) Fieldpoint Private Bank & Trust, located at 100 Field Point Road, Greenwich, CT 06830. Refers clients to the bank and receives a referral fee for bank loans, asset backed security loans, mortgages, and other type of loans. No position held within the bank; this is just referral business to help Summit clients with services they provide; started September 2022. 1 hour per month, if there is a fit for a banking service for a client. Zero hours during securities trading. 7) Savory Associates. Non-Investment Related. 200 Connell Dr. Berkley Heights NJ, 07922. Health Insurance. Agent. 1/2024. 0. 0. Health Insurance Broker.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-24

Designations

Other Names

• Mike Aloi
• Michael Joseph Aloi