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CRD 3159386
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-31 |
| CT | RA | APPROVED | 2011-07-05 |
Branch Locations
1000 Oronoque Lane, Stratford, CT 06614 • United States
1643 Post Rd, Fairfield, CT 06824 • United States
3 Federal Rd, Brookfield, CT 06804 • United States
45 Lyon Terrace Rm 225, Bridgeport, CT 06604 • United States
2505 Main St, Stratford, CT 06615 • United States
6900 Main St, Stratford, CT 06614 • United States
945 White Plains Rd, Trumball, CT 06611 • United States
130 Division St 1St Floor, Derby, CT 06418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Stratford | CT | 07/2011 | Present |
1. 7/29/2013: DBA ONLY - SIKORSKY FINANCIAL SERVICES GROUP - STRATFORD, CT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-02-25 |
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